The timing of product providers moving to new customer due diligence rules could create an “unreasonable regulatory burden for AFSLs” under upcoming AML/CTF changes. In a joint submission to the ...
As the fund management space continues to evolve, an annual report shows fund managers are preparing for increased governance and regulatory scrutiny. Carne’s annual survey of 200 fund manager ...
Infocus has hired the former Count Limited head of professional standards for a newly created leadership position aimed at strengthening governance and long-term growth. Phil Creswell has joined the ...
An MWL Financial Services adviser has been banned from providing financial services for six years over financial advice involving the Shield Master Fund, marking the latest in a series of similar ...
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