On June 15, 2021, the Securities and Exchange Commission (SEC) announced settled charges against real estate settlement services company First American Financial Corporation for disclosure controls ...
After a boom-and-bust cycle in the early 2020s, Special Purpose Acquisition Companies are cautiously re-entering the IPO landscape. These blank-check firms, which raise money to acquire private ...
On June 15, 2021, the SEC announced that it had settled charges against First American Financial Corporation for failures in First American’s disclosure controls and procedures. Rule 13a-15(a) under ...
As most companies know by now, “disclosure controls and procedures” involve gathering, analyzing and ultimately communicating information that must be disclosed in Exchange Act reports. The SEC has ...
From Practical Law, a part of Thomson Reuters. 17-Jun-2021 - The Securities and Exchange Commission (SEC) has announced a settlement with First American Financial Corporation relating to inadequate ...
Multiple securities class action lawsuits have been filed against POET Technologies (NasdaqCM:POET). The suits allege misleading statements about its tax status, business agreements, and internal ...
Whether and how much of the new text set forth in the Rule (and the SEC’s adopting release guidance) for events (15) and (16) to include in future CDAs. The term "debt obligation" (part of the ...
September 03, 2024 - Political spending by corporations has been a hot-button issue for decades, with scrutiny often intensifying in the aftermath of significant socio-political events. For example, ...
Best Buy Co. (BBY) has disclosed a new risk, in the Corporate Activity and Growth category. Claim 60% off TipRanks Premium for data-backed insights and research tools you need to invest with ...
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