The Financial Industry Regulatory Authority has suspended and fined a former Merrill Lynch financial advisor the wirehouse ...

Merrill Lynch has lured from its rivals UBS and Morgan Stanley two financial advisors each overseeing about $130 million in ...

Thirty-two parking spots on Broad, Chestnut and Third streets have been designated for those employees during the City Hall ...

The U.S. Securities and Exchange Commission (SEC) on Friday said a pair of Wells Fargo Advisory firms and Merrill Lynch have ...

An ex-Merrill Lynch banker turned in-house deals expert lost a ruling over whether a raid of his home in the Paris suburb of ...

Bank of America’s brokerage unit reported strong growth, as did the company’s private bank, as executives are emphasizing ...

BAT said that this was in accordance with the authority granted by shareholders at the company's annual general meeting that ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay ...

In the case of Morgan Stanley, the wirehouse wants its financial advisors to increase their banking relationships with ...

The firms failed to consider the best interests of clients when selecting cash sweep programs, the agency said.

“Wells Fargo Advisors and Merrill Lynch offered bank deposit sweep programs, or BDSPs, as the only cash sweep option for most ...